regions bank chief compliance officer

David Popwell President, Specialty Banking . He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Chief Risk Officer. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. By clicking the "Access Your Download" button, you are agreeing to the His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Kate R. Danella He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. All Rights Reserved. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. He is also a member of the companys Executive Leadership Team. Head of Corporate Responsibility and Community Engagement. The solution? John M. Turner, Jr. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Cheatham graduated from Auburn University with a bachelors degree in accounting. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Mehlman received her bachelors degree from Cornell University. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Senior Executive Vice President In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Gartner Terms of Use He is also a member of the companys Executive Leadership Team. Regions Bank is an Equal Housing Lender and Member FDIC. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Advisory Services are offered through Cetera Investment Advisers LLC. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Chief Financial Officer. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Find your next job opportunity near you & 1-Click Apply! Danella earned a bachelors degree in Economics and English from Vanderbilt. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Mehlman received her bachelors degree from Cornell University. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Ritter is a member of Regions Executive Leadership Team. You should consult privacy disclosures at the linked website for further information. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Ronald G. Smith Head of Consumer Banking Group. Andrew Nix will join Regions as chief governance officer on March 17. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Gartner Terms of Use Chief Enterprise Operations and Technology Officer. She is a member of the companys Executive Leadership Team. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Andy Hernandez is Chief Digital Officer for Regions. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Barb Godin Embed controls to reduce risk in a hybrid work environment. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Turner holds a bachelors degree in economics from the University of Georgia. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Andrews experience and insights will help us build on these accomplishments. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Andrew Nix will join Regions as chief governance officer on March 17. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. CCOs must monitor and respond to changes in compliance risks. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Core Product Marketing. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Senior Executive Vice President Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. In addition, he helped large banks build out their big data and data science roadmaps. Boots Gale, III is general counsel and corporate secretary for Regions. Regions provides links to other websites merely and strictly for your convenience. Fournier J. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. September 13 Law and regulation There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Executive Vice President By clicking the "" button, you are agreeing to the In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Save time and execute with confidence when creating your strategic plan for compliance. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. In addition, Nolan oversees competitive and strategic analysis. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He is a member of Regions Executive Leadership Team. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. By Jeremy King | February 9, 2021. He is a member of the Regions Executive Leadership Team. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Senior Executive Vice President Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Executive Vice President Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. C. Keith Herron Tammy LoCascio . Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. He is also a member of the United Ways Tocqueville Society. The LifeGreen color is a trademark of Regions Bank. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. 8 a.m. 5 p.m. GMT Executive Vice President Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Privacy Policy. Nix commits much of his time to community engagement and professional organizations. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Prior to assuming her current role, she was named associate director of investor relations in 2010. He began his career at Crestar Mortgage. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Martha Raber Privacy Policy. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Smith began his banking career at Deposit Guaranty as a management trainee. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Executive Vice President As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. 4 Models for the Chief Compliance Officer Role. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Monday through Friday. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. About Regions Financial Corporation Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Fill out the form to connect with a representative and learn more. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Executive Vice President Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Chief Financial Officer. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. 2023 Regions Bank. Additional information about Regions and its full line of products and services can be found at www.regions.com. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Regions Bank is an Equal Housing Lender and Member FDIC. Additional information about Regions and its full line of products and services can be found at www.regions.com. Andrew Nix will join Regions as chief governance officer on March 17. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. By Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Bill Ritter serves as Head of the Wealth Management group. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Senior Executive Vice President 205-264-4551 was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. He is a alumnus of the Graduate School of Banking at Louisiana State University. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Internet Explorer presents a security risk. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Executive Vice President The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Andrs "Andy" Hernndez Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Please refine your filters to display data. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Senior Executive Vice President Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. All Rights Reserved. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). John Turner is president and chief executive officer of Regions Financial Corporation. Executive Vice President At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. He earned a masters degree in Human Resources from Boston University. Head of Commercial Banking. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. He is responsible for 1,500+ facilities and workplace strategy. Regions Investment Solutions is a marketing name of Cetera Investment Services. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Corporate governance is my passion. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Nix commits much of his time to community engagement and professional organizations. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. President and Chief Executive Officer of Regions Financial Corporation. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group.

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regions bank chief compliance officer